Resumes
Resumes
Complex Risk Officer
View pageLocation:
1721 northeast 17Th Ave, Fort Lauderdale, FL 33305
Industry:
Financial Services
Work:
Morgan Stanley
Complex Risk Officer
Morgan Stanley Apr 1, 2013 - Jun 2018
Vice President Business Services Manager
Bank of America Merrill Lynch Jul 2007 - Apr 2013
Vice President Regulatory Supervisor
Franklin Templeton Investments Sep 2005 - Jun 2007
Private Client Administration
Metlife Nov 1997 - Dec 2004
Various Positions
Complex Risk Officer
Morgan Stanley Apr 1, 2013 - Jun 2018
Vice President Business Services Manager
Bank of America Merrill Lynch Jul 2007 - Apr 2013
Vice President Regulatory Supervisor
Franklin Templeton Investments Sep 2005 - Jun 2007
Private Client Administration
Metlife Nov 1997 - Dec 2004
Various Positions
Education:
Suny New Paltz 1976 - 1980
Bachelors, Bachelor of Arts, Communication
Bachelors, Bachelor of Arts, Communication
Interests:
Human Rights
Animal Welfare
Arts and Culture
Health
Animal Welfare
Arts and Culture
Health
Certifications:
Series 4,7,8,24,66
William Dilodovico Dallas, TX
View pageWork:
MERRILL LYNCH
Jul 2007 to 2000
VP-Regulatory Supervisor
FRANKLIN TEMPLETON INVESTMENTS
Sep 2005 to Jun 2007
Supervisor Private Client Administration, Fiduciary Trust International
METLIFE SECURITIES INC
Fort Lauderdale, FL
Nov 1997 to Dec 2004
VP Operations/Compliance Analyst
METLIFE SECURITIES INC
May 2000 to Jun 2002
VP Registered Principal/Manager
METLIFE SECURITIES INC
Nov 1997 to May 2000
Supervisor
A.G. EDWARDS & SONS
Jul 1997 to Oct 1997
Branch Operations Manager
SMITH BARNEY
Jul 1995 to Jul 1997
Branch Operations Manager/Control Administrator
KIDDER PEABODY & COMPANY
Feb 1983 to Jul 1995
KIDDER PEABODY & COMPANY
Morristown, NJ
1987 to 1995
Branch Operations Manager
KIDDER PEABODY & COMPANY
New York, NY
1985 to 1987
Customer Service Supervisor New York
Margin Clerk New YorkNew York, NY
1983 to 1985
SHEARSON/AMERICAN EXPRESS
New York, NY
Feb 1981 to Feb 1983
Margin Clerk New York
Jul 2007 to 2000
VP-Regulatory Supervisor
FRANKLIN TEMPLETON INVESTMENTS
Sep 2005 to Jun 2007
Supervisor Private Client Administration, Fiduciary Trust International
METLIFE SECURITIES INC
Fort Lauderdale, FL
Nov 1997 to Dec 2004
VP Operations/Compliance Analyst
METLIFE SECURITIES INC
May 2000 to Jun 2002
VP Registered Principal/Manager
METLIFE SECURITIES INC
Nov 1997 to May 2000
Supervisor
A.G. EDWARDS & SONS
Jul 1997 to Oct 1997
Branch Operations Manager
SMITH BARNEY
Jul 1995 to Jul 1997
Branch Operations Manager/Control Administrator
KIDDER PEABODY & COMPANY
Feb 1983 to Jul 1995
KIDDER PEABODY & COMPANY
Morristown, NJ
1987 to 1995
Branch Operations Manager
KIDDER PEABODY & COMPANY
New York, NY
1985 to 1987
Customer Service Supervisor New York
Margin Clerk New YorkNew York, NY
1983 to 1985
SHEARSON/AMERICAN EXPRESS
New York, NY
Feb 1981 to Feb 1983
Margin Clerk New York
Education:
State University New York, College at New Paltz
1976 to 1980
BA in Communications
St. Peter's
Staten Island, NY
1972 to 1976
1976 to 1980
BA in Communications
St. Peter's
Staten Island, NY
1972 to 1976