Resumes
Resumes
Consultant
View pageLocation:
100 Fordham Dr, Matawan, NJ 07747
Industry:
Banking
Work:
Citigroup Jul 2002 - Dec 2008
VP
Prudential Securities Apr 1995 - May 2002
1st VP-Compliance
Smith Barney Shearson Sep 1985 - Apr 1995
Vice President-Regional Compliance Officer
VP
Prudential Securities Apr 1995 - May 2002
1st VP-Compliance
Smith Barney Shearson Sep 1985 - Apr 1995
Vice President-Regional Compliance Officer
Education:
New York University 1978 - 1980
Montclair State University 1973 - 1974
Montclair State University 1973 - 1974
Skills:
Aml
Series 63
Series 7
Mutual Funds
Equities
Investment Advisory
Securities
Wealth Management
Trading
Capital Markets
Risk Management
Hedge Funds
Finra
Banking
Asset Management
Due Diligence
Fixed Income
Financial Risk
Investments
Kyc
Financial Services
Finance
Usa Patriot Act
Operational Risk Management
Derivatives
Alternative Investments
Financial Markets
Structured Products
Portfolio Management
Asset Allocation
Retail Banking
Operational Risk
Investment Banking
Fx Options
Options
Bonds
Prime Brokerage
Relationship Management
Anti Money Laundering
Securities Regulation
Management
Leadership
Series 63
Series 7
Mutual Funds
Equities
Investment Advisory
Securities
Wealth Management
Trading
Capital Markets
Risk Management
Hedge Funds
Finra
Banking
Asset Management
Due Diligence
Fixed Income
Financial Risk
Investments
Kyc
Financial Services
Finance
Usa Patriot Act
Operational Risk Management
Derivatives
Alternative Investments
Financial Markets
Structured Products
Portfolio Management
Asset Allocation
Retail Banking
Operational Risk
Investment Banking
Fx Options
Options
Bonds
Prime Brokerage
Relationship Management
Anti Money Laundering
Securities Regulation
Management
Leadership
Vice President
View pageLocation:
New York, NY
Industry:
Financial Services
Work:
Citigroup since Jul 2002
Vice President
Vice President