Resumes
Resumes

Vice President Compliance
View pageLocation:
17 Fairview Ave, New Providence, NJ 07974
Industry:
Financial Services
Work:
The GMS Group, LLC since Jul 1999
Asst VP Compliance
Asst VP Compliance
Skills:
Securities
Finra
Series 7
Series 24
Bonds
Equities
Investments
Bloomberg
Series 63
Mutual Funds
Fixed Income
Municipal Bonds
Alternative Investments
Risk Management
Microsoft Excel
Municipalities
Investment Strategies
Trading
Compliance
Municipal
Microsoft Office
Excel
Word
Powerpoint
Outlook
Series 53
Structured Products
Finra
Series 7
Series 24
Bonds
Equities
Investments
Bloomberg
Series 63
Mutual Funds
Fixed Income
Municipal Bonds
Alternative Investments
Risk Management
Microsoft Excel
Municipalities
Investment Strategies
Trading
Compliance
Municipal
Microsoft Office
Excel
Word
Powerpoint
Outlook
Series 53
Structured Products