Resumes
Resumes

Deputy Chief Compliance Officer
View pageLocation:
4635 Waterford Ct northeast, St Petersburg, FL 33703
Industry:
Financial Services
Work:
Stifel Financial Corp. Jun 2015 - Jul 2016
Senior Compliance Officer - Volcker
Senior Compliance Officer Jun 2015 - Jul 2016
Sterne Agee and Leach Inc
Merrill Lynch Sep 2009 - Mar 2011
Financial Advisor
Raymond James Aug 1993 - May 2009
Senior Vice President Institutional Equity Trading
Aug 1993 - May 2009
Deputy Chief Compliance Officer
Senior Compliance Officer - Volcker
Senior Compliance Officer Jun 2015 - Jul 2016
Sterne Agee and Leach Inc
Merrill Lynch Sep 2009 - Mar 2011
Financial Advisor
Raymond James Aug 1993 - May 2009
Senior Vice President Institutional Equity Trading
Aug 1993 - May 2009
Deputy Chief Compliance Officer
Education:
University of South Florida 1989 - 1993
Bachelors, Bachelor of Science, Finance
Bachelors, Bachelor of Science, Finance
Skills:
Series 7
Series 63
Series 55
Series 66
Series 24
Series 53
Series 63
Series 55
Series 66
Series 24
Series 53