Sara F Kasun

Chicago, IL

Financial Services

Morningstar, Inc.

Oct 2013 to 2000
Compliance Specialist
Sigma Financial, Sammons Securities, Sigma Planning Corp
Ann Arbor, MI
Jan 2007 to Oct 2013
Firm Development Coordinator
Eastern Michigan University
Ypsilanti, MI
Sep 2006 to Jul 2010
Graduate School Instructor/Researcher
Sigma Financial, Sammons Securities, Sigma Planning Corp
Ann Arbor, MI
Dec 2004 to Dec 2006
Licensing Coordinator & Transition Specialist

Eastern Michigan University
Ypsilanti, MI
2006 to 2010
MS in Physics
University of Michigan - Ann Arbor
Ann Arbor, MI
2000 to 2004
BS in Astrophysics & Astronomy, General Physics

FINRA WebCRD and IARD system processing including Forms ADV, U4, U5, and NRF; ADV Parts 1 and 2 preparation; Variable Products Appointments; FINRA and state regulatory exams; Project management; Complex project coordination across multiple departments; Strong problem solving and analytical skills; Firm compliance, regulatory, and jurisdiction registration requirements

Ann Arbor, Michigan

Financial Services

Series 7
Securities
Annuities
Series 24
Series 66
Data Analysis
Transition Planning
Hands-on Training
Investment Advisers Act
Strategic Financial Planning
Investment Advisor Compliance
Investment Advisory
Customer Service
Monte Carlo Simulation
Astrophysics
Strategic Planning
Financial Services
Mutual Funds
Asset Allocation
Investment Advisory Services
Insurance
Teaching

Certified Fund Specialist, Institute for Business and Finance
Certified Wealth Strategist, Cannon Financial Institute
Certificate of Completion, The Tax Training School of H & R Block
Series 7, 24, & 66 Exams, FINRA
Michigan Insurance License (Life, Health, VA), MI Department of Insurance
Registered Tax Return Preparer, MI Department of Insurance