Resumes
Resumes
![Samantha Larew Photo 1 Samantha Larew Photo 1](/img/not-found.png)
Co-Director Of Compliance
View pageLocation:
Rochester, NY
Industry:
Financial Services
Work:
Manning & Napier Advisors since Apr 2010
Broker-Dealer Compliance Supervisor
Wall Street Financial Group Oct 2007 - Jul 2009
Compliance Analyst
Manning & Napier Advisors 2003 - 2007
Compliance Specialist
Broker-Dealer Compliance Supervisor
Wall Street Financial Group Oct 2007 - Jul 2009
Compliance Analyst
Manning & Napier Advisors 2003 - 2007
Compliance Specialist
Education:
State University of New York College at Brockport 1999 - 2003
BS, Political Science
BS, Political Science
Skills:
Process Improvement
Regulatory Compliance
Securities Regulation
Mutual Funds
Leadership
Management
Regulatory Compliance
Securities Regulation
Mutual Funds
Leadership
Management
Certifications:
Series 6, 26, 7, 24, 66, 63, Nys Insurance License (Lah)