Resumes
Resumes
Bsa Subject Matter Expert
View pageLocation:
New York, NY
Industry:
Financial Services
Work:
HSBC - New York, New York Jun 2012 - Dec 2012
Financial Services Consultant
J.P. Morgan - New York 2007 - Aug 2011
Executive Director
Bear Stearns - New York 2004 - 2007
Managing Director Principal
Bear Stearns 1999 - 2004
Managing Director
Bear Stearns 1995 - 1999
Associate Director
Financial Services Consultant
J.P. Morgan - New York 2007 - Aug 2011
Executive Director
Bear Stearns - New York 2004 - 2007
Managing Director Principal
Bear Stearns 1999 - 2004
Managing Director
Bear Stearns 1995 - 1999
Associate Director
Education:
The College of Wooster
BA Urban Studies Westminester School
Diploma
BA Urban Studies Westminester School
Diploma
Skills:
Administration
Solution Selling
Cross Selling
Client Retention
Prime Brokerage
Aml/Kyc
Hedge Funds
Corporate Structure
Series 7
Series 63
Financial Services
Aml
Customer Retention
Derivatives
Kyc
Fixed Income
System Administration
Settlement
Asset Management
Securities
Investment Banking
Operational Risk Management
Finance
Relationship Management
Series 24
Anti Money Laundering
Capital Markets
Regulatory Compliance
Bsa
Financial Crimes Investigations
Solution Selling
Cross Selling
Client Retention
Prime Brokerage
Aml/Kyc
Hedge Funds
Corporate Structure
Series 7
Series 63
Financial Services
Aml
Customer Retention
Derivatives
Kyc
Fixed Income
System Administration
Settlement
Asset Management
Securities
Investment Banking
Operational Risk Management
Finance
Relationship Management
Series 24
Anti Money Laundering
Capital Markets
Regulatory Compliance
Bsa
Financial Crimes Investigations
President
View pageLocation:
New York, NY
Work:
R&M Toher Consulting
President
President
Head Of Compliance And Regulatory Relations
View pageLocation:
New York, NY
Work:
Australian New Zealand Banking Group
Head of Compliance and Regulatory Relations
Head of Compliance and Regulatory Relations