Resumes
Resumes

Compliance Manager
View pageLocation:
Amityville, NY
Industry:
Financial Services
Work:
Lpl Financial
Compliance Manager
Lpl Financial Feb 2012 - Mar 2015
Senior Compliance Analyst
Lpl Financial Dec 2007 - Feb 2012
Integration Manager
Compliance Manager
Lpl Financial Feb 2012 - Mar 2015
Senior Compliance Analyst
Lpl Financial Dec 2007 - Feb 2012
Integration Manager
Education:
Pfeiffer University 2011 - 2014
Masters, Leadership, Management Johnson C. Smith University - Jcsu 2000 - 2004
Bachelors, Bachelor of Arts, Media Studies, Communication Amityville Memorial High School 2000
Masters, Leadership, Management Johnson C. Smith University - Jcsu 2000 - 2004
Bachelors, Bachelor of Arts, Media Studies, Communication Amityville Memorial High School 2000
Skills:
Risk Management
Microsoft Office
Financial Services
Investments
Microsoft Word
Microsoft Powerpoint
Microsoft Office
Financial Services
Investments
Microsoft Word
Microsoft Powerpoint
Certifications:
Series 7
Series 24
Series 6
Series 63
Series 24
Series 6
Series 63