Industry:
Financial Services
Work:
Advisor Group
Branch Office Examiner
Scottrade Sep 2005 - Mar 2018
Branch Office Manager
Great Point Capital Llc May 2002 - May 2005
Proprietary Trader
Bluesuit Mar 2001 - Apr 2002
Senior Investment Consultant
Charles Schwab Nov 1999 - Dec 2000
Platinum Affluent Investment Service Representative
Education:
Boston University 1997
Boston University 1995 - 1997
Skills:
Management
Project Management
Sales Management
Financial Services
Financial Markets
Regulatory Compliance
Supervisory Skills
Social Media
Computer Proficiency
Computer Repair
Client Services
Client Relations
Asset Management
Risk Management
Portfolio Management
Equities
Finance
Leadership
Mutual Funds
Financial Analysis
Digital Assets
Cryptocurrency
Blockchain
Interests:
Hiking
Dogs
World Events
Travel
Ice Hockey
Movies
History
Home Theater
Certifications:
License 7
License 63
License 55
License 24
Financial Industry Regulatory Authority (Finra), License 7
Financial Industry Regulatory Authority (Finra), License 63
Financial Industry Regulatory Authority (Finra), License 55
Financial Industry Regulatory Authority (Finra), License 24
General Securities Representative
Uniform Securities Agent State Law
Equity Trader - Limited Representative
General Securities Principal
Uniform Combined State Law Examination
