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Peter E Gschweng

from Syosset, NY
Deceased
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Also known as:
Peter E Schweng, Peter G
Phone and address:
39 Underhill Ave APT 1B, Syosset, NY 11791
(516) 364-2442
Related to:
Camille M Devittorio, 84Vincent J Devittorio, 84Chacko Varughese, 58Vincent M Devittorio, 53Benjamin A Chacko, 35Magdalene N Gschweng, 89Sosamma Chacko, 85Edward N Gschweng, 91Sherly Gschweng, 54Jasmyn A Chacko, 29Matthew Chacko, 55Etty Chacko, 95
Connected to:
Brent H Gschwend, 66Jane A Gschwender, 74Brian Gschwind, 56Ingrid E Gschwind, 57Joseph A Gschwind, 92Tiffany G Gschwind, 41Chris A Gsell, 69Dawn Gsell, 51Gary R Gsell, 71Gregory G Gsell, 78

Peter Gschweng Phones & Addresses

  • 39 Underhill Ave APT 1B, Syosset, NY 11791 (516) 364-2442
  • 39 Underhill Ave, Syosset, NY 11791
  • Franklin Square, NY
  • 11 Ingraham Ln, New Hyde Park, NY 11040
  • Coin, IA
  • Hicksville, NY
  • Oyster Bay, NY
  • Nassau, NY

Work

Company: Firstrade securities inc Jan 1999 Position: Chief compliance officer & amlco

Education

School / High School: NEW YORK INSTITUTE OF TECHNOLOGY- Old Westbury, NY 1990 Specialities: Bachelor of Science in Finance

Skills

Securities Regulation • FINRA • SEC • Securities • BD Compliance • CEP • Business Continuity Planning • AML • Microsoft Office • Dreamweaver • Adobe Acrobat Professional • Web Search • General Computer Literacy

Languages

German

Interests

Football • Skiing • Traveling • Spending Time With My Family • Playing Sports Such As Soccer • Education • The Beach • Photography • Hiking • Camping • Science and Technology • Mountain Biking • Animal Welfare • Softball

Industries

Financial Services

Resumes

Resumes

Peter Gschweng Photo 1

Senior Compliance Officer

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Location:
39 Underhill Ave, Syosset, NY 11791
Industry:
Financial Services
Work:
Firstrade Securities Jan 1999 - Jun 2014
Chief Creative Officer and Amlco and Vice President
Lime Brokerage Jan 1999 - Jun 2014
Senior Compliance Officer
Cbd Corp Oct 1994 - Oct 1998
Director of Compliance
Financial Industry Regulatory Authority (Finra) Apr 1990 - Sep 1994
Senior Compliance Examiner
Education:
New York Institute of Technology 1982 - 1989
Bachelors, Bachelor of Science, Finance
Skills:
Aml
Securities
Usa Patriot Act
Finra
Ofac
Compliance
Bsa
Due Diligence
Investigations
Investments
Securities Regulation
Licensing
Audit
Bank Secrecy Act
Crd
Securities Market
Series 7
Sec
Kyc
Options
Series 63
Broker Dealer
Auditing
Private Investigations
Series 24
Fincen
Financial Regulation
Prime Brokerage
Dodd Frank
Sanction
Anti Money Laundering
Trading
U.s. Office of Foreign Assets Control
Interests:
Football
Skiing
Traveling
Spending Time With My Family
Playing Sports Such As Soccer
Education
The Beach
Photography
Hiking
Camping
Science and Technology
Mountain Biking
Animal Welfare
Softball
Languages:
German
Peter Gschweng Photo 2

Peter Gschweng Syosset, NY

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Work:
FIRSTRADE SECURITIES INC

Jan 1999 to 2000
Chief Compliance Officer & AMLCO
CONTINENTAL BROKER-DEALER CORP
Carle Place, NY
Oct 1994 to Oct 1998
Director of Compliance
NASD/FINRA
New York, NY
Apr 1990 to Oct 1994
Senior Compliance Examiner
DREYFUS SERVICE CORPORATION
Garden City, NY
Jun 1989 to Apr 1990
Account Executive
Education:
NEW YORK INSTITUTE OF TECHNOLOGY
Old Westbury, NY
1990
Bachelor of Science in Finance
Skills:
Securities Regulation, FINRA, SEC, Securities, BD Compliance, CEP, Business Continuity Planning, AML, Microsoft Office, Dreamweaver, Adobe Acrobat Professional, Web Search, General Computer Literacy

Business Records

Name / Title
Company / Classification
Phones & Addresses
Peter Gschweng
Vice-President
First Trade Securities
Security Broker/Dealer
3050 Whitestone Expy, Flushing, NY 11354
13325 37 Ave, Flushing, NY 11354
(718) 961-3919
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Peter E Gschweng from Syosset, NYDeceased Get Report