Resumes
Resumes
Director
View pageLocation:
1603 Village Dr, Avenel, NJ 07001
Industry:
Financial Services
Work:
Prudential Financial
Director
Prudential Financial
Manager, Security Operations
Prudential Financial
Senior Trader
Merrill Lynch Jul 2007 - Jun 2009
Registered Representative
Prudential Financial Jul 2007 - Jun 2009
Regulatory Supervision and Trade Support, Associate
Director
Prudential Financial
Manager, Security Operations
Prudential Financial
Senior Trader
Merrill Lynch Jul 2007 - Jun 2009
Registered Representative
Prudential Financial Jul 2007 - Jun 2009
Regulatory Supervision and Trade Support, Associate
Education:
Thomas Edison State University
Skills:
Securities
Series 7
Mutual Funds
Fixed Income
Equities
Series 24
Finra
Investments
Capital Markets
Financial Services
Series 63
Wealth Management
Retirement
Options
Trading
Bonds
Asset Management
Bloomberg
Financial Markets
Retirement Planning
Microsoft Excel
Structured Products
Management
Etfs
Data Analysis
Risk Management
Financial Modeling
Finance
Series 66
Series 53
Regulatory Analysis
Sop Development
Asset Managment
Iras
401K
Smartstation
Wsp
Compliance
Back Office
General Securities Principal
Series 7
Mutual Funds
Fixed Income
Equities
Series 24
Finra
Investments
Capital Markets
Financial Services
Series 63
Wealth Management
Retirement
Options
Trading
Bonds
Asset Management
Bloomberg
Financial Markets
Retirement Planning
Microsoft Excel
Structured Products
Management
Etfs
Data Analysis
Risk Management
Financial Modeling
Finance
Series 66
Series 53
Regulatory Analysis
Sop Development
Asset Managment
Iras
401K
Smartstation
Wsp
Compliance
Back Office
General Securities Principal
Languages:
Hindi
Gujarati
English
Gujarati
English
Certifications:
Series 7: General Securities Representative
Series 63: Uniform Securities Agent State Law Exam
Series 66: Nasaa-Uniform Combined State Law Exam
Series 24: General Securities Principal
Series 53: Municipal Securities Principal
Series 63: Uniform Securities Agent State Law Exam
Series 66: Nasaa-Uniform Combined State Law Exam
Series 24: General Securities Principal
Series 53: Municipal Securities Principal
Paranj Patel Iselin, NJ
View pageWork:
Prudential Financial
Jun 2009 to 2000
Associate Manager, Regulatory Supervision
Merrill Lynch
Jul 2007 to Jun 2009
Registered Representative
Co-Mange 15
Mar 2002 to Jun 2005
Assistant Supervisor
Datek Online Financial Services LLC
May 2000 to Mar 2002
General Securities Representative
Jun 2009 to 2000
Associate Manager, Regulatory Supervision
Merrill Lynch
Jul 2007 to Jun 2009
Registered Representative
Co-Mange 15
Mar 2002 to Jun 2005
Assistant Supervisor
Datek Online Financial Services LLC
May 2000 to Mar 2002
General Securities Representative
Education:
Thomas Edison State College
2012 to 2012
AAS in Computer Studies
School Craft College (MI) / Middlesex College (NJ)
1998 to 2002
Computer Science
2012 to 2012
AAS in Computer Studies
School Craft College (MI) / Middlesex College (NJ)
1998 to 2002
Computer Science
Skills:
Series 7, 63, 66, 24 and 53 licensed Excellent knowledge of retail financial products and broker dealer operations SEC, FINRA and MSRB regulation oriented mindset Excellent analytical and problem solving skills Advance Microsoft Excel proficiency Detail oriented and strong communication skills Self motivated and demonstrate willingness to accept additional responsibilities
Paranj Patel
View pageLocation:
Greater New York City Area
Industry:
Financial Services