Resumes
Resumes
Director
View pageLocation:
9330 Prairie Meadows Dr, Roanoke, IN 46783
Industry:
Financial Services
Work:
Ubs
Director - Compliance and Operational Risk Program Manager
Merrill Lynch Dec 1, 2014 - Jan 2019
Vice President - Risk Management Senior Officer
Merrill Lynch May 2013 - Nov 2014
Assistant Vice President - Administrative Manager - Merrill Edge Advisory Center
Merrill Lynch May 2010 - May 2013
Assistant Vice President - Bai Supervision Principal Lead
Merrill Lynch Aug 2009 - May 2010
Assistant Vice President - Supervision Principal Ii
Director - Compliance and Operational Risk Program Manager
Merrill Lynch Dec 1, 2014 - Jan 2019
Vice President - Risk Management Senior Officer
Merrill Lynch May 2013 - Nov 2014
Assistant Vice President - Administrative Manager - Merrill Edge Advisory Center
Merrill Lynch May 2010 - May 2013
Assistant Vice President - Bai Supervision Principal Lead
Merrill Lynch Aug 2009 - May 2010
Assistant Vice President - Supervision Principal Ii
Education:
Rutgers University 1996 - 1999
Bachelors, Bachelor of Arts Montclair State University 1994 - 1995
Randolph Hs
Bachelors, Bachelor of Arts Montclair State University 1994 - 1995
Randolph Hs
Skills:
Series 7
Finra
Securities
Risk Management
Uniform Combined State Law
Financial Advisory
Mutual Funds
Trading
Investments
Retirement
Equities
Series 63
Wealth Management
Options
Management
Finra
Securities
Risk Management
Uniform Combined State Law
Financial Advisory
Mutual Funds
Trading
Investments
Retirement
Equities
Series 63
Wealth Management
Options
Management