Resumes
Resumes

President
View pageLocation:
181 Cherry Oak Ln, Montgomery, TX 77316
Industry:
Financial Services
Work:
Horne Securities Corp Jan 1982 - Mar 1984
Compliance Officer
Mgl Consulting Jan 1982 - Mar 1984
President
Sales Assistant Jul 1981 - Jan 1982
Merrill Lynch Pierce Fenner and Smith
Compliance Officer
Mgl Consulting Jan 1982 - Mar 1984
President
Sales Assistant Jul 1981 - Jan 1982
Merrill Lynch Pierce Fenner and Smith
Education:
Sam Houston State University 1976 - 1981
Bachelors, Bachelor of Business Administration
Bachelors, Bachelor of Business Administration
Skills:
Securities
Finra
Due Diligence
Investments
Financial Services
Series 24
Series 7
Portfolio Management
Series 63
Alternative Investments
Financial Advisory
Mergers and Acquisitions
Investment Advisory
Hedge Funds
Asset Management
Equities
Capital Markets
Fixed Income
Asset Allocation
Broker Dealer
Sec
Insurance
Private Placements
Equity Trading
Options
Investment Management
Broker Dealer Compliance
Wealth Management
Risk Management
Securities Regulation
Management
Strategic Planning
Litigation Support
Expert Witness
Etfs
Investment Banking
Anti Money Laundering
Entrepreneurship
Leadership
Business Strategy
Small Business
Public Speaking
Regulatory Compliance
Finra
Due Diligence
Investments
Financial Services
Series 24
Series 7
Portfolio Management
Series 63
Alternative Investments
Financial Advisory
Mergers and Acquisitions
Investment Advisory
Hedge Funds
Asset Management
Equities
Capital Markets
Fixed Income
Asset Allocation
Broker Dealer
Sec
Insurance
Private Placements
Equity Trading
Options
Investment Management
Broker Dealer Compliance
Wealth Management
Risk Management
Securities Regulation
Management
Strategic Planning
Litigation Support
Expert Witness
Etfs
Investment Banking
Anti Money Laundering
Entrepreneurship
Leadership
Business Strategy
Small Business
Public Speaking
Regulatory Compliance
Interests:
Children
Civil Rights and Social Action
Environment
Disaster and Humanitarian Relief
Animal Welfare
Civil Rights and Social Action
Environment
Disaster and Humanitarian Relief
Animal Welfare