Resumes
Resumes
Field Support Governance Manager
View pageLocation:
Washington, DC
Industry:
Financial Services
Work:
Financial Industry Regulatory Authority (Finra) 2010 - 2015
Ce Council
J.p. Morgan Oct 2006 - Jan 2007
Risk Manager
Credit Suisse Jun 1999 - May 2003
Administration Manager
Alex. Brown & Sons Jun 1993 - Jul 1999
Senior Compliance Specialist
Ferris Baker Watts Jun 1989 - Jun 1993
Director of Compliance
Ce Council
J.p. Morgan Oct 2006 - Jan 2007
Risk Manager
Credit Suisse Jun 1999 - May 2003
Administration Manager
Alex. Brown & Sons Jun 1993 - Jul 1999
Senior Compliance Specialist
Ferris Baker Watts Jun 1989 - Jun 1993
Director of Compliance
Education:
Alliance College 1982 - 1985
Bachelors, Bachelor of Arts, History
Bachelors, Bachelor of Arts, History
Skills:
Management
Microsoft Office
Powerpoint
Project Management
Research
Public Speaking
Marketing
Sales Management
Negotiation
Finance
Microsoft Office
Powerpoint
Project Management
Research
Public Speaking
Marketing
Sales Management
Negotiation
Finance
Interests:
Education
Certifications:
Finra Series 4, 7, 8, 14, 31, 63, 65