Resumes
Resumes

Senior Regulatory Operations Analyst
View pageLocation:
2323 Feather Sound Dr, Clearwater, FL 33762
Industry:
Financial Services
Work:
Raymond James
Senior Regulatory Operations Analyst
Apex Clearing Corporation Jun 1, 2013 - Jun 2018
Regulatory Compliance Manager
Northwestern Mutual Dec 2011 - Jun 2013
Associate Director of Network Office Supervision
Fidelity Investments Nov 2004 - Dec 2011
Senior Financial Representative
Fidelity Investments Jan 2007 - Oct 2007
Interim Team Manager
Senior Regulatory Operations Analyst
Apex Clearing Corporation Jun 1, 2013 - Jun 2018
Regulatory Compliance Manager
Northwestern Mutual Dec 2011 - Jun 2013
Associate Director of Network Office Supervision
Fidelity Investments Nov 2004 - Dec 2011
Senior Financial Representative
Fidelity Investments Jan 2007 - Oct 2007
Interim Team Manager
Education:
University of Alabama 1992 - 1997
Bachelors, Bachelor of Science, International Business
Bachelors, Bachelor of Science, International Business
Skills:
Series 7
Fixed Income
Securities
Financial Services
Mutual Funds
Fixed Income
Securities
Financial Services
Mutual Funds