Resumes
Resumes

Vp/Senior Compliance Consultant At Wells Fargo Advisors, Llc
View pagePosition:
VP/ Senior Compliance Consultant at Wells Fargo Advisors LLC
Location:
Summit, New Jersey
Industry:
Financial Services
Work:
Wells Fargo Advisors LLC since May 2005
VP/ Senior Compliance Consultant
Wachovia Securities, LLC Jun 2000 - May 2005
Registered Account Administrator
David Learner Associates Oct 1998 - Jun 2000
Account Administrator
VP/ Senior Compliance Consultant
Wachovia Securities, LLC Jun 2000 - May 2005
Registered Account Administrator
David Learner Associates Oct 1998 - Jun 2000
Account Administrator
Skills:
Series 7
Compliance
Excel
Word
Series 66
Series 9 & 10
Insurance license Life & Health
Uniform Combined State Law
Microsoft Excel
Analysis
Training
Leadership
Compliance
Excel
Word
Series 66
Series 9 & 10
Insurance license Life & Health
Uniform Combined State Law
Microsoft Excel
Analysis
Training
Leadership
Interests:
Running- Part of the New York Road Runners
Languages:
English
Spanish
Spanish