Resumes
Resumes

Principal Regulatory Coordinator
View pageLocation:
New York, NY
Industry:
Financial Services
Work:
Financial Industry Regulatory Authority (Finra)
Principal Regulatory Coordinator
Financial Industry Regulatory Authority (Finra) Mar 2014 - Oct 2016
Senior Regulatory Coordinator
Financial Industry Regulatory Authority (Finra) Jul 2010 - Mar 2014
Examiner
Principal Regulatory Coordinator
Financial Industry Regulatory Authority (Finra) Mar 2014 - Oct 2016
Senior Regulatory Coordinator
Financial Industry Regulatory Authority (Finra) Jul 2010 - Mar 2014
Examiner
Education:
Siena College 2006 - 2010
Bachelors, Bachelor of Science, Accounting, Information Systems Pomperaug High School
Bachelors, Bachelor of Science, Accounting, Information Systems Pomperaug High School
Skills:
Financial Analysis
Risk Management
Finance
Banking
Investments
Analysis
Accounting
Financial Risk
Portfolio Management
Auditing
Risk Management
Finance
Banking
Investments
Analysis
Accounting
Financial Risk
Portfolio Management
Auditing