Resumes
Resumes
Managing Director - Compliance And Operations
View pageLocation:
Wixom, MI
Industry:
Financial Services
Work:
Cig Capital Advisors
Managing Director - Compliance and Operations
Northstar Financial Partners Nov 2000 - Dec 2013
Vice President
Seger Financial Aug 1995 - Oct 2001
Director of Operations
Ccm Financial May 1994 - Aug 1995
Financial Analyst
Managing Director - Compliance and Operations
Northstar Financial Partners Nov 2000 - Dec 2013
Vice President
Seger Financial Aug 1995 - Oct 2001
Director of Operations
Ccm Financial May 1994 - Aug 1995
Financial Analyst
Education:
University of Notre Dame - Mendoza College of Business 2019 - 2020
University of Michigan - Dearborn 1985 - 1989
Bachelors, Bachelor of Science, Economics, Finance
University of Michigan - Dearborn 1985 - 1989
Bachelors, Bachelor of Science, Economics, Finance
Skills:
Financial Services
Finra
Registered Investment Advisor
Strategic Planning
Wealth Management
Broker Dealer Operations
Broker Dealer Compliance
Finra
Registered Investment Advisor
Strategic Planning
Wealth Management
Broker Dealer Operations
Broker Dealer Compliance
Certifications:
General Securities Representative - Series 7
General Securities Principal - Series 24
Financial and Operations Principal - Series 27
Municipal Securities Principal - Series 53
Uniform Combined State Law Examination - Series 66
Operations Professional - Series 99
Financial Industry Regulatory Authority (Finra)
General Securities Principal - Series 24
Financial and Operations Principal - Series 27
Municipal Securities Principal - Series 53
Uniform Combined State Law Examination - Series 66
Operations Professional - Series 99
Financial Industry Regulatory Authority (Finra)