Resumes
Resumes
Senior Compliance Specialist At Charles Schwab
View pagePosition:
Senior Compliance Specialist at Charles Schwab
Location:
Phoenix, Arizona Area
Industry:
Banking
Work:
Charles Schwab - Phoenix, Arizona Area since Jul 2013
Senior Compliance Specialist
Heartland Financial USA, Inc. Jun 2012 - Jul 2013
Compliance Analyst
Bank of America Apr 2010 - Jun 2012
Senior Analyst
Senior Compliance Specialist
Heartland Financial USA, Inc. Jun 2012 - Jul 2013
Compliance Analyst
Bank of America Apr 2010 - Jun 2012
Senior Analyst
Education:
Northern Arizona University 2010 - 2012
Bachelor, Business Administration Coconino Community College 2007 - 2010
Associate, General Studies Coconino Community College 2007 - 2010
Associate, Business Administration
Bachelor, Business Administration Coconino Community College 2007 - 2010
Associate, General Studies Coconino Community College 2007 - 2010
Associate, Business Administration
Compliance Risk Manager Lead
View pageLocation:
21504 north 66Th Ln, Glendale, AZ 85308
Industry:
Banking
Work:
Usaa
Compliance Risk Manager Lead
Charles Schwab Jul 2013 - Apr 15, 2017
Bank Compliance Manager
Charles Schwab Jul 2013 - Apr 15, 2017
Senior Internal Audit Manager
Charles Schwab Jul 2013 - Mar 2015
Bank Compliance Senior Specialist
Heartland Financial Usa, Inc. Jun 2012 - Jul 2013
Compliance Analyst
Compliance Risk Manager Lead
Charles Schwab Jul 2013 - Apr 15, 2017
Bank Compliance Manager
Charles Schwab Jul 2013 - Apr 15, 2017
Senior Internal Audit Manager
Charles Schwab Jul 2013 - Mar 2015
Bank Compliance Senior Specialist
Heartland Financial Usa, Inc. Jun 2012 - Jul 2013
Compliance Analyst
Education:
Northern Arizona University 2010 - 2012
Bachelors, Business Administration, Business Coconino County Community College 2007 - 2010
Associates, Business Administration, General Studies, Business Sandra Day O’connor College of Law at Arizona State University
Masters, Legal Studies
Bachelors, Business Administration, Business Coconino County Community College 2007 - 2010
Associates, Business Administration, General Studies, Business Sandra Day O’connor College of Law at Arizona State University
Masters, Legal Studies
Skills:
Data Analysis
Risk Management
Analysis
Process Improvement
Microsoft Excel
Databases
Team Leadership
Leadership
Microsoft Office
Powerpoint
Troubleshooting
Access
Windows
Finance
Financial Analysis
Risk Management
Analysis
Process Improvement
Microsoft Excel
Databases
Team Leadership
Leadership
Microsoft Office
Powerpoint
Troubleshooting
Access
Windows
Finance
Financial Analysis
Certifications:
License Na
American Bankers Association, License Na
Certified Regulatory Compliance Manager (Crcm)
American Bankers Association, License Na
Certified Regulatory Compliance Manager (Crcm)