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Joan A Jiang

from Union City, CA
Age ~49
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Also known as:
Joan A Sayavong, Joan Te Jiang, Joan Typo
Phone and address:
212 Galano Plz, Union City, CA 94587
(510) 489-7247
Related to:
Elizabeth TieuPhong Tran, 55Cindy Nguyen, 46Chi K Lo, 61Felix A Kha, 60
Connected to:
Amber S Jiang, 38Anne Jiang, 31Belinda C Jiang, 31Boju Jiang, 87Bruce Jiang, 48Candy Jiang, 54Carl M Jiang, 46Carol A Jiang, 56Chai Jiang, 40Changsu Jiang, 54

Joan Jiang Phones & Addresses

  • 212 Galano Plz, Union City, CA 94587 (510) 489-7247
  • 244 Galano Plz, Union City, CA 94587 (510) 489-7247
  • 555 Guava Ln, Davis, CA 95616 (510) 489-7247
  • Alameda, CA
  • 244 Galano Plz, Union City, CA 94587 (510) 972-0836

Work

Company: Indaba capital management l.p Mar 2017 Position: Chief compliance officer

Education

School / High School: University of California

Skills

Investment Management • Investment Company Act • Investment Advisor Compliance • Broker Dealer • Regulatory Examinations • Regulatory Guidelines • Regulatory Requirements • Internal Audit • Charles River Ims • Blackrock Aladdin • Bloomberg • Microsoft Excel • Team Management • Project Management • Mutual Funds • Money Market Funds • Fixed Income Portfolio Management • Index Funds • Separately Managed Accounts • Collective Trust Funds • Asset Management • Equities • Hedge Funds • Investments • Portfolio Management • Fixed Income

Languages

Lao

Ranks

Certificate: Finra Licenses 7, 9, 10, 24 and 63

Industries

Financial Services

Resumes

Resumes

Joan Jiang Photo 1

Chief Compliance Officer

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Location:
212 Galano Plz, Union City, CA 94587
Industry:
Financial Services
Work:
Indaba Capital Management L.p
Chief Compliance Officer
Charles Schwab 2013 - 2017
Managing Director, Investment Management Compliance
Axa Rosenberg 2005 - 2008
Compliance Analyst, Global Legal and Compliance
Charles Schwab 2000 - 2005
Senior Compliance Examiner, Compliance Monitoring and Testing
Education:
University of California
University of California, Davis
Bachelors, Bachelor of Arts, International Relations
Skills:
Investment Management
Investment Company Act
Investment Advisor Compliance
Broker Dealer
Regulatory Examinations
Regulatory Guidelines
Regulatory Requirements
Internal Audit
Charles River Ims
Blackrock Aladdin
Bloomberg
Microsoft Excel
Team Management
Project Management
Mutual Funds
Money Market Funds
Fixed Income Portfolio Management
Index Funds
Separately Managed Accounts
Collective Trust Funds
Asset Management
Equities
Hedge Funds
Investments
Portfolio Management
Fixed Income
Languages:
Lao
Certifications:
Finra Licenses 7, 9, 10, 24 and 63
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Joan A Jiang from Union City, CA, age ~49 Get Report