Resumes
Resumes
Compliance And Regulatory Consultant
View pageLocation:
Greater Los Angeles Area
Industry:
Financial Services
Compliance Consultant
View pageLocation:
Los Angeles, CA
Industry:
Financial Services
Work:
Landefeld & Associates since Jan 2009
Compliance and Regulatory Consultant
National Planning Holdings Aug 2006 - Dec 2008
SVP and Regulatory Affairs Officer
NNN Capital Corporation 2005 - 2006
VP and Chief Compliance Officer
Financial Network Investment Corporation 1992 - 2004
SVP and Chief Compliance Officer
Compliance and Regulatory Consultant
National Planning Holdings Aug 2006 - Dec 2008
SVP and Regulatory Affairs Officer
NNN Capital Corporation 2005 - 2006
VP and Chief Compliance Officer
Financial Network Investment Corporation 1992 - 2004
SVP and Chief Compliance Officer
Education:
University of California, Los Angeles 1978 - 1981
BA, Economics
BA, Economics
Skills:
Risk Management
Supervisory Controls
Supervisory Controls