Resumes
Resumes

Compliance Officer, Vp At Robert W. Baird & Co.
View pagePosition:
Compliance Officer, VP at Robert W. Baird & Co.
Location:
Milwaukee, Wisconsin
Industry:
Investment Management
Work:
Robert W. Baird & Co. - Greater Milwaukee Area since Jan 2013
Compliance Officer, VP
Robert W. Baird & Co. Jan 2011 - Dec 2012
Compliance Officer, AVP
Robert W. Baird Nov 2009 - Dec 2010
Compliance Analyst
Wells Fargo Advantage Funds Mar 2008 - Oct 2009
Registered Client Service Consultant
Allen-Edmonds Shoe Corporation Aug 2007 - Feb 2008
Merchandising Analyst & Store Development Intern
Compliance Officer, VP
Robert W. Baird & Co. Jan 2011 - Dec 2012
Compliance Officer, AVP
Robert W. Baird Nov 2009 - Dec 2010
Compliance Analyst
Wells Fargo Advantage Funds Mar 2008 - Oct 2009
Registered Client Service Consultant
Allen-Edmonds Shoe Corporation Aug 2007 - Feb 2008
Merchandising Analyst & Store Development Intern
Education:
Marquette University 2012 - 2013
Future Milwaukee Community Leadership Program University of Wisconsin-Milwaukee - School of Business Administration 2011 - 2012
Post Baccalaureate Certificate in Entrepreneurship University of Wisconsin-Milwaukee - School of Business Administration 2003 - 2007
Bachelor's, Finance, Marketing
Future Milwaukee Community Leadership Program University of Wisconsin-Milwaukee - School of Business Administration 2011 - 2012
Post Baccalaureate Certificate in Entrepreneurship University of Wisconsin-Milwaukee - School of Business Administration 2003 - 2007
Bachelor's, Finance, Marketing
Skills:
Series 7
Investments
Microsoft Excel
Mutual Funds
Customer Service
PowerPoint
Process Improvement
Sales
Series 24
Series 63
Digital Media
Private Equity
Venture Capital
Investment Advisers Act
Investment Company Act
Investments
Microsoft Excel
Mutual Funds
Customer Service
PowerPoint
Process Improvement
Sales
Series 24
Series 63
Digital Media
Private Equity
Venture Capital
Investment Advisers Act
Investment Company Act
Honor & Awards:
Runner-up 2011 Lubar School New Venture Business Plan Competition