Location:
3304 Henri Ct, Plano, TX 75023
Industry:
Financial Services
Work:
New York Life Insurance Company
Corporate Vice President - Compliance and Marketing
Massmutual Financial Group Nov 2006 - Apr 2009
Compliance Director
Massmutual Financial Group Jun 1998 - Nov 2006
Compliance Consultant
Massmutual Financial Group Aug 1996 - Jun 1998
Senior Training Specialist
Wallace Law Registry 1993 - 1996
Manager, Special Projects
Education:
Villanova University 1988 - 1991
Doctor of Jurisprudence, Doctorates, Law
Western New England University 1979 - 1983
Bachelors, Bachelor of Science, Business Administration, Human Resources, Human Resources Management
Longmeadow High School
Skills:
Policy
Marketing
Training
Insurance
Erisa
Employee Benefits
Risk Management
Wealth Management
Series 7
Investments
Strategic Financial Planning
Mergers
Fixed Annuities
Mutual Funds
Strategic Planning
Mergers and Acquisitions
Financial Services
Leadership
Management
Retirement
Retirement Planning
Process Improvement
Interests:
Theater
Music and Time With Family
Certifications:
Financial Industry Regulatory Authority (Finra)
Finra Series 6, 26, 7 ,24 and 66 Registrations
