Resumes
Resumes
Compliance Specialist
View pageLocation:
1731 south Pitkin St, Aurora, CO 80011
Industry:
Financial Services
Work:
Empower Retirement
Compliance Specialist
Cetera Financial Group Aug 2011 - Apr 2019
Advisory Compliance Coordinator
Cetera Financial Group Mar 2003 - Aug 2011
Registration and Licensing Coordinator
Compliance Specialist
Cetera Financial Group Aug 2011 - Apr 2019
Advisory Compliance Coordinator
Cetera Financial Group Mar 2003 - Aug 2011
Registration and Licensing Coordinator
Education:
University of Phoenix 2015 - 2017
Master of Business Administration, Masters, Management, Health Care Administration University of Phoenix 2009 - 2011
Bachelors, Bachelor of Science, Management
Master of Business Administration, Masters, Management, Health Care Administration University of Phoenix 2009 - 2011
Bachelors, Bachelor of Science, Management
Skills:
Securities Regulation
Dependability
Communication
Customer Service
Problem Solving
Time Management
Collaboration
Manage Performance and Service Goals
Dependability
Communication
Customer Service
Problem Solving
Time Management
Collaboration
Manage Performance and Service Goals