Resumes
Resumes

Supervision Principal
View pageLocation:
P/O Box 6422, Malibu, CA
Industry:
Financial Services
Work:
Advisors Excel
Supervision Principal
Ninjatrader Group, Llc
Senior Compliance Analyst
Ninjatrader Group, Llc Aug 2016 - Feb 2019
Compliance Analyst at Ninjatrader
Avant Feb 2016 - Jun 2016
Senior Fraud Analyst, Financial Crimes Investigation
National Futures Association Jun 2014 - Jan 2016
Investigator
Supervision Principal
Ninjatrader Group, Llc
Senior Compliance Analyst
Ninjatrader Group, Llc Aug 2016 - Feb 2019
Compliance Analyst at Ninjatrader
Avant Feb 2016 - Jun 2016
Senior Fraud Analyst, Financial Crimes Investigation
National Futures Association Jun 2014 - Jan 2016
Investigator
Education:
California State University, Long Beach 2014 - 2019
Bachelors, Bachelor of Science California State University, Long Beach 2006 - 2009
Bachelors, Bachelor of Science, Finance
Bachelors, Bachelor of Science California State University, Long Beach 2006 - 2009
Bachelors, Bachelor of Science, Finance
Skills:
Portfolio Management
Investments
Financial Modeling
Financial Analysis
Financial Services
Bloomberg
Fixed Income
Regulatory Compliance
Financial Markets
Risk Analysis
Fraud Analysis
Fraud Investigations
Microsoft Excel
Superior Client Service
Series 3
Series 34
Finance
Options
Microsoft Office
Capital Markets
Derivatives
Risk Management
Sql
Customer Service
Certified Fraud Examiner
Project Management
Investments
Financial Modeling
Financial Analysis
Financial Services
Bloomberg
Fixed Income
Regulatory Compliance
Financial Markets
Risk Analysis
Fraud Analysis
Fraud Investigations
Microsoft Excel
Superior Client Service
Series 3
Series 34
Finance
Options
Microsoft Office
Capital Markets
Derivatives
Risk Management
Sql
Customer Service
Certified Fraud Examiner
Project Management
Certifications:
Series 3
Series 34
Certified Fraud Examiner
Series 34
Certified Fraud Examiner

Brooks Zimmer Huntington Beach, CA
View pageWork:
Lindquist LLP
Jul 2013 to 2000
Payroll Compliance Staff Auditor
The Zimmer Company
Huntington Beach, CA
Nov 2006 to Jul 2013
Accounting Manager
FXCM - Forex Capital Markets
Sep 2011 to Feb 2012
Trade Audit Associate
FXCM - Forex Capital Markets
Jul 2010 to Sep 2011
Financial Services Representative
California State University, Long Beach
Aug 2008 to May 2009
Student Managed Investment Fund
Target Corp
2007 to 2007
Executive Intern
Jul 2013 to 2000
Payroll Compliance Staff Auditor
The Zimmer Company
Huntington Beach, CA
Nov 2006 to Jul 2013
Accounting Manager
FXCM - Forex Capital Markets
Sep 2011 to Feb 2012
Trade Audit Associate
FXCM - Forex Capital Markets
Jul 2010 to Sep 2011
Financial Services Representative
California State University, Long Beach
Aug 2008 to May 2009
Student Managed Investment Fund
Target Corp
2007 to 2007
Executive Intern
Education:
California State University, Long Beach
Long Beach, CA
2006 to 2009
Bachelors of Science in Finance
Long Beach, CA
2006 to 2009
Bachelors of Science in Finance
Skills:
Financial planning and forecasting, Microsoft Office suite