Resumes
Resumes
Vice President Of Compliance
View pageLocation:
800 east North St, Greenville, SC 29601
Industry:
Financial Services
Work:
Cabot Lodge Securities
Vice President of Compliance
Sandlapper Securities, Llc (Member Finra/Sipc) May 2014 - May 2019
Chief Operating Officer and Chief Compliance Officer
Colony Park Financial Services Feb 2001 - May 2014
Chief Operations Officer and Chief Compliance Officer
Sandlapper Wealth Management Feb 2001 - May 2014
Chief Operating Officer and Chief Compliance Officer
Colony Park Financial Services Aug 2001 - Sep 2003
Financial Advisor
Vice President of Compliance
Sandlapper Securities, Llc (Member Finra/Sipc) May 2014 - May 2019
Chief Operating Officer and Chief Compliance Officer
Colony Park Financial Services Feb 2001 - May 2014
Chief Operations Officer and Chief Compliance Officer
Sandlapper Wealth Management Feb 2001 - May 2014
Chief Operating Officer and Chief Compliance Officer
Colony Park Financial Services Aug 2001 - Sep 2003
Financial Advisor
Education:
University of Colorado Boulder 1996 - 2000
Skills:
Securities
Investments
Equities
Portfolio Management
Investment Advisory
Mutual Funds
Finance
Asset Management
Financial Modeling
Leadership
Customer Service
Wealth Management
Alternative Investments
Hedge Funds
Strategic Planning
Financial Analysis
Trading
Financial Services
Series 7
Asset Allocation
Options
Series 63
Investments
Equities
Portfolio Management
Investment Advisory
Mutual Funds
Finance
Asset Management
Financial Modeling
Leadership
Customer Service
Wealth Management
Alternative Investments
Hedge Funds
Strategic Planning
Financial Analysis
Trading
Financial Services
Series 7
Asset Allocation
Options
Series 63
Languages:
English
German
German