Industry:
Financial Services
Work:
Lpl Financial
Senior Hybrid Ria Compliance Analyst
Lpl Financial Apr 2006 - Mar 2012
Mutual Fund and Unit Investment Trust Trader
Apl Jan 1999 - Aug 2004
Rate Management System Specialist
Computer Associates Jan 1998 - Jan 1999
Executive Assistant
Apl Sep 1992 - Jan 1996
Sales Support Representative
Education:
Cal State East Bay - College of Business & Economics
Master of Business Administration, Masters, Finance
Bishop O'dowd High School
University of California, Berkeley
Bachelors, Bachelor of Arts, History
Skills:
Mutual Funds
Equities
Asset Allocation
Trading
Series 7
Securities
Unit Investment Trusts
Bonds
Finra
Customer Service
Investment Advisory
Asset Management
Compliance Advisory
Microsoft Office
Transportation
Financial Advisory
Series 63
Precious Metals
401K
Alternative Investments
Etfs
International Transportation
Domestic Transportation
Series 24
Interests:
Family
Skiing
Economic Empowerment
Traveling
Live Music
Politics
Dancing
Drama
Biking
Hiking
Sports
Financial Markets
